David Fazendeiro, a Union County native, graduated from Kean University and achieved much success in the title insurance industry before moving to retail financial services. Knowing how important it is to always act in the client’s best interest, David began his financial services career as a compliance analyst for a well-known broker dealer. He eventually became a full compliance officer where he worked closely with financial advisors and reported directly to the Chief Compliance Officer of the firm. The financial services regulatory environment is ever changing, and David assisted many advisors with navigating complex regulations which helped them work with their clients in an open and transparent manner.
David also held the position of Advisor Relationship Manager to the firm, which involved working closely with successful advisors to better work with their clients. This experience prompted him to pursue a new direction for his career, becoming a trusted financial advisor to serve his own clients to the best of his ability. David has a long history of helping others and his previous experiences make him well suited for the transition to become a successful financial advisor. Often you will find David spending his spare time with his family and friends as well as enjoying sports, music, athletic training, and traveling.
David holds many professional financial licenses which include:
- FINRA Series 7 (General Securities Representative)
- FINRA Series 66 (Uniform Combined State Law)
- FINRA Series 24 (General Securities Principal)
- FINRA Series 4 (Registered Options Principal)
- Life Insurance